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Karel Giraldo

Wells Fargo Clearing Services, LLC

Coral Gables, FL

Miami, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-28
FL RA APPROVED 2014-11-13
  • TX RA
    APPROVED_RES
    Since 2021-01-28
  • FL RA
    APPROVED
    Since 2014-11-13

Branch Locations

396 Alhambra Cir 8Th Fl [D2-Rbo], Coral Gables, FL 33134 • United States

11765 S Dixie Hwy, Miami, FL 33156 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Miami FL 11/2014 11/2016
Wells Fargo Clearing Services, Llc Miami FL 11/2016 Present
Previous Registrations
  • 2014-05-08 → 2014-11-03
    Bb&T Investment Services, Inc.
    Miami Beach, FL
    Miami, FL
    Hialeah, FL
    Doral, FL
    Charlotte, NC
    Miramar, FL
Other Businesses

GENOMICS MEDICAL RESEARCH, LLC, NOT INVT RELATED, MIAMI, FL, 50% OWNERSHIP, START DATE 8/1/2023, 2 HRS PER MONTH, 0 HRS DURING TRADING, PARTIAL OWNER, MAKE BUSINESS DECISIONS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-05-05
S63 Uniform Securities Agent State Law Examination 2012-07-03
  • S65 Uniform Investment Adviser Law Examination
    2014-05-05
  • S63 Uniform Securities Agent State Law Examination
    2012-07-03

View on SEC IAPD

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Other Investors

MIGUEL ANGEL VIYELLA
SONNIA VIYELLA
SERGIO MARISCAL LOZANO
Heidy Frank
CHRISTOPHER JOHN BRUCE
JUAN PABLO MILITELLO
ANNE-SOPHIE M COLAS
LAURA STECKLER

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · CORAL GABLES, FL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Coral Gables, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL
ACCUMULATOR OPERATIONS LLC · CORAL GABLES, FL
021 INVESTMENTS LLC · MIAMI, FL
VIM WEALTH MANAGEMENT, LLC · CORAL GABLES, FL
CETERA INVESTMENT ADVISERS LLC · Coral Gables, FL
VIM WEALTH MANAGEMENT, LLC · Coral Gables, FL

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