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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2022-05-18 |
| TX | RA | APPROVED | 2022-05-18 |
Branch Locations
4969 Us Highway 42 Suite 1200, Louisville, KY 40222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Chicago | IL | 06/2014 | 05/2018 |
| Ubs Financial Services Inc. | Louisville | KY | 09/2018 | 06/2020 |
| Unemployed | Prospect | KY | 06/2018 | 08/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Louisville | KY | 06/2020 | 04/2022 |
| Morgan Stanley | Louisville | KY | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 2009-07-29 |
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