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Benjamin Allen Johnson

Annex Wealth Management, LLC

Brookfield, WI

Appleton, WI

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Current Employers
Annex Wealth Management, Llc

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-01-28
  • WI RA
    APPROVED
    Since 2026-01-28

Branch Locations

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States

2801 E. Enterprise Avenue, Suite 101, Appleton, WI 54913 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Totalmed Appleton WI 07/2019 04/2025
Execusearch Group New York NY 01/2019 06/2019
Advanced Resources Chicago IL 03/2016 12/2018
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2025 11/2025
Northwestern Mutual Investment Services Llc Appleton WI 06/2025 11/2025
Northwestern Mutual Wealth Management Company Milwaukee WI 08/2025 11/2025
Annex Wealth Management Brookfield WI 12/2025 Present
  • 07/2019 → 04/2025
    Totalmed
    Appleton, WI
  • 01/2019 → 06/2019
    Execusearch Group
    New York, NY
  • 03/2016 → 12/2018
    Advanced Resources
    Chicago, IL
  • 05/2025 → 11/2025
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2025 → 11/2025
    Northwestern Mutual Investment Services Llc
    Appleton, WI
  • 08/2025 → 11/2025
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 12/2025 → Present
    Annex Wealth Management
    Brookfield, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-14
S63 Uniform Securities Agent State Law Examination 2025-07-09
  • S65 Uniform Investment Adviser Law Examination
    2026-01-14
  • S63 Uniform Securities Agent State Law Examination
    2025-07-09
Other Names
  • Benjamin A Johnson
  • Ben Johnson

View on SEC IAPD

Other Firms

RBC CAPITAL MARKETS, LLC
MARINER
M HOLDINGS SECURITIES, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
AMERIPRISE FINANCIAL SERVICES, LLC
ENTASIS ASSET MANAGEMENT LLC
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
WHN INVESTOR SERVICES, INC.

Other Investors

DEANNE E PHILLIPS
MATTHEW ROSS KRENKE
Eric Gustav Strom
Thomas James Berkholtz
Heather Christine Shutta
Jeffrey Lynn Stanich
Clayton Joel Beilfuss
Logan Alexander Kepler

Other Offices

RBC CAPITAL MARKETS, LLC · BROOKFIELD, WI
MARINER · BROOKFIELD, WI
M HOLDINGS SECURITIES, INC. · Brookfield, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Brookfield, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Brookfield, WI
ENTASIS ASSET MANAGEMENT LLC · Brookfield, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BROOKFIELD, WI
WHN INVESTOR SERVICES, INC. · BROOKFIELD, WI

More in Brookfield, WI

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