Steven Kent Lewis

Current Employers

Employment History

• 08/2015 → Present
  Lewis And Associates Capital Advisors, Llc
  Raleigh, NC
• 03/2016 → 12/2018
  Brookstone Capital Management, Llc
  Wheaton, IL
• 10/2017 → Present
  Financial Greenhouse, Llc
  Holly Springs, NC
• 05/2019 → 12/2021
  Formulafolio Investments, Llc
  Grand Rapids, MI

Previous Registrations

• 2019-06-03 → 2021-12-31
  Brookstone Asset Management, Llc
  Holly Springs, NC
• 2016-03-24 → 2018-12-31
  Brookstone Capital Management Llc
  Raleigh, NC
  Wheaton, IL
  Holly Springs, NC
• 2014-07-29 → 2015-10-12
  Usa Financial Securities Llc
  Ada, MI
  Raleigh, NC
• 2011-12-08 → 2014-07-29
  Lewis And Associates Capital Advisors, Llc
  Holly Springs, NC
• 2009-06-26 → 2011-10-04
  Brookstone Capital Management Llc
  Holly Springs, MD
  Wheaton, IL

Other Businesses

1) Financial Greenhouse, LLC, Investment-Related, 348 Raleigh Street, Ste B, Holly Springs, NC 27540, Insurance (i.e. life and fixed annuities), Owner, Start Date: 10/2017, Dedicates 2 hours per month (2 hours per month during securities trading hours), Duties: Supervises and oversees the suitability and execution of any insurance based product recommended to the client. 2) Lewis and Associates Capital Advisors, LLC, Investment Related, 348 Raleigh Street, Ste B, Holly Springs, NC 27540, Investment Advisory Services, Owner / Investment Advisor Representative, Start Date: 07/2009, Dedicates 130 hours per month (120 hours during securities trading hours), Duties: Supervise all trading authorizations from client(s) and oversee all compliance per SOSNC. Portfolio construction and clients reviews and all fiduciary duties pertaining to the client.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-06-03

Other Names

• Steve Lewis