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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-13
NC RA APPROVED 2026-04-01
  • TX RA
    APPROVED
    Since 2026-05-13
  • NC RA
    APPROVED
    Since 2026-04-01

Branch Locations

195 Grand Hill Pl, Holly Springs, NC 27540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Holly Springs NC 02/2026 Present
Self-Employed Real Estate Investment & Property Management Holly Springs NC 04/2022 Present
Family Management/ Real Estate Investment Singapore 07/2019 03/2022
Bp Singapore 03/2017 06/2019
Unemployed - Moving Countries Singapore 01/2017 03/2017
Suny Plattsburgh Plattsburgh NY 08/2016 12/2016
Bank Of America, N.A. Holly Springs NC 04/2026 Present
  • 02/2026 → Present
    Holly Springs, NC
  • 04/2022 → Present
    Self-Employed Real Estate Investment & Property Management
    Holly Springs, NC
  • 07/2019 → 03/2022
    Family Management/ Real Estate Investment
    Singapore
  • 03/2017 → 06/2019
    Bp
    Singapore
  • 01/2017 → 03/2017
    Unemployed - Moving Countries
    Singapore
  • 08/2016 → 12/2016
    Suny Plattsburgh
    Plattsburgh, NY
  • 04/2026 → Present
    Bank Of America, N.A.
    Holly Springs, NC
Other Businesses

I*3864270Entity Type: N/AName of OBA: Rental Property 3Address: Cary, North Carolina, 27511Investment Related: NoPosition, Title, Association: Co-owner with other family membersEmployee Start Date: 04/01/2024Number of Hours: 1, WeeklyNumber of Hours during trading: 0, WeeklyDuties: N/AI*3864269Entity Type: N/AName of OBA: Rental Property 2Address: Wilmington, North Carolina, 28411Investment Related: NoPosition, Title, Association: Co-owner with other family membersEmployee Start Date: 11/01/2022Number of Hours: 1, MonthlyNumber of Hours during trading: 0, MonthlyDuties: N/AI*3864268Entity Type: N/AName of OBA: Rental Property 1Address: Durham, North Carolina, 27703Investment Related: NoPosition, Title, Association: Co-owner with other family membersEmployee Start Date: 01/01/2017Number of Hours: 1, MonthlyNumber of Hours during trading: 0, MonthlyDuties: N/AI*3864271Entity Type: Entity For ProfitName of OBA: The Cottage Cutting GardenAddress: Holly Springs, North Carolina, 27540Investment Related: NoPosition, Title, Association: OwnerEmployee Start Date: 01/01/2025Number of Hours: 8, WeeklyNumber of Hours during trading: 0, WeeklyDuties: This is a hobby garden-nursery business. I sell plants locally in my community. I grow plants from seeds and sell them. I also sell cut flowers from my garden.I*3864272Entity Type: N/AName of OBA: The F-T Family TrustAddress: Holly Springs, North Carolina, 27540Investment Related: NoPosition, Title, Association: Co-TrusteeEmployee Start Date: 08/13/2024Number of Hours: 5, YearlyNumber of Hours during trading: 0, YearlyDuties: Self, Spouse I*4686267 Entity Type: Entity For Profit Name of OBA: The Cottage Cutting Garden - Social Media Income Address: Holly Springs, North Carolina, 27540 Investment Related: No Position, Title, Association: Owner Employee Start Date: 05/26/2026 Number of Hours: 10, Weekly Number of Hours during trading: 0, Weekly Duties: Provide gardening educational and entertainment videos/photos on social media platforms (Facebook, Instagram, Amazon). Owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-04
  • S66 Uniform Combined State Law Examination
    2026-02-04
Other Names
  • Chau Ngoc Tran
  • Jackie Tran
  • Ngoc Chau Tran
  • Jacquelyn C Tran

View on SEC IAPD

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