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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2020-03-25
OH RA APPROVED 2018-02-26
  • KY RA
    APPROVED
    Since 2020-03-25
  • OH RA
    APPROVED
    Since 2018-02-26

Branch Locations

312 Walnut Street Suite 2300, Cincinnati, OH 45202 • United States

4801 Olympia Park Plaza Ste. 3500, Louisville, KY 40241 • United States

3499 Blazer Parkway Suite 330, Lexington, KY 40509 • United States

3707 Charlestown Rd. Suite C-2, New Albany, IN 47150 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Riverpoint Capital Mgmt. Llc Cincinnati OH 10/2012 09/2018
Mariner Wealth Advisors Louisville KY 02/2018 Present
  • 10/2012 → 09/2018
    Riverpoint Capital Mgmt. Llc
    Cincinnati, OH
  • 02/2018 → Present
    Mariner Wealth Advisors
    Louisville, KY
Previous Registrations
  • 2013-01-04 → 2018-11-26
    Mariner Wealth Advisors
    Cincinnati, OH
  • 2009-08-20 → 2012-12-31
    Riverpoint Capital Management, Inc.
    Cincinnati, OH
Other Businesses

Louisville Ballet Board of Directors; Not investment related Louisville, KY, Board Member, Start date: 6/23/2020, 6 hours per month, 3 during trading hours, Participate in governance and oversight of the organization, specifically on the finance committee. Serve as advocate in the community to increase interest and participation from others. Frazier History Museum Board of Trustees, Not investment related, Louisville, KY, Trustee, Start date: 2/19/2020, 6 hours per month, 3 during trading hours, Participate in the oversight and governance of organization as a board member, including participation on the finance committee. Kentucky Retirement Systems Board; Not investment related, Louisville, KY, Board Member, Start date: 11/3/2021, 8 hours per month, 6 during trading hours, Serve as one of six Governor appointees in the oversight of the pension plans for various Kentucky state employees and retirees, filling one of the roles required to be filled by investment professionals with at least 10 years of experience and/or holding a CFA charter. Trifecta Louisville Arts Council; not investment related; Louisville, KY; treasurer; 2 hours /month, 1 during trading hours; treasurer for non-profit organization

Designations
Other Names
  • Pamela Fettig Schmitt

View on SEC IAPD

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