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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2020-03-25 |
| OH | RA | APPROVED | 2018-02-26 |
Branch Locations
312 Walnut Street Suite 2300, Cincinnati, OH 45202 • United States
4801 Olympia Park Plaza Ste. 3500, Louisville, KY 40241 • United States
3499 Blazer Parkway Suite 330, Lexington, KY 40509 • United States
3707 Charlestown Rd. Suite C-2, New Albany, IN 47150 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Riverpoint Capital Mgmt. Llc | Cincinnati | OH | 10/2012 | 09/2018 |
| Mariner Wealth Advisors | Louisville | KY | 02/2018 | Present |
Louisville Ballet Board of Directors; Not investment related Louisville, KY, Board Member, Start date: 6/23/2020, 6 hours per month, 3 during trading hours, Participate in governance and oversight of the organization, specifically on the finance committee. Serve as advocate in the community to increase interest and participation from others. Frazier History Museum Board of Trustees, Not investment related, Louisville, KY, Trustee, Start date: 2/19/2020, 6 hours per month, 3 during trading hours, Participate in the oversight and governance of organization as a board member, including participation on the finance committee. Kentucky Retirement Systems Board; Not investment related, Louisville, KY, Board Member, Start date: 11/3/2021, 8 hours per month, 6 during trading hours, Serve as one of six Governor appointees in the oversight of the pension plans for various Kentucky state employees and retirees, filling one of the roles required to be filled by investment professionals with at least 10 years of experience and/or holding a CFA charter. Trifecta Louisville Arts Council; not investment related; Louisville, KY; treasurer; 2 hours /month, 1 during trading hours; treasurer for non-profit organization
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