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Kathern Ann Duplisea

Edward Jones

St. Louis, MO

Tempe, AZ

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2013-09-18
  • AZ RA
    APPROVED
    Since 2013-09-18

Branch Locations

12555 Manchester Road, St. Louis, MO 63131 • United States

8640 S River Parkway, Tempe, AZ 85284 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Investments Tempe AZ 06/2009 Present
  • 06/2009 → Present
    Edward Jones Investments
    Tempe, AZ
Other Businesses

Jerry's Affordable Appliance Repair Type of business: Appliance Repair Mesa, AZ Start date: 9/1/2023 Co-owner Hours per week: 0 Hours during trading: 0 This is my husbands business. We are wanting to add my name to the business should something happen to him, I would be able to keep it running for the current employees. I have no responsibilities within the business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-03
  • S66 Uniform Combined State Law Examination
    2013-09-03
Other Names
  • Kathern Ann Yancy
  • Kathern Ann Hummell
  • Kathern Ann Querubin

View on SEC IAPD

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