Best Investors
Account
Sign in
Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | St Cloud | MN | 10/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
DBA: ROCHE FINANCIAL INC, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, INVESTMENTS AND EMPLOYEE BENEFITS, START OCTOBER 2013, OVER 40 HRS PER WEEK - DURING TRADING HOURS, REGISTERED REPRESENTATIVE FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, START OCTOBER 2013, 15 HRS PER WEEK - VARIES DURING TRADING HOURS, INSURANCE AGENT - SELLS LIFE, HEALTH, DISABILITY, LONG-TERM CARE, VOLUNTARY BENEFITS, GROUP AND EMPLOYEE BENEFITS AND ANNUITIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-23 |
Reach out to this advisor