Best Investors Account Sign in

Vincent Thomas Maimone

Vanguard Advisers, Inc.

Malvern, PA

Claim This Profile
Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2018-03-28
TX RA APPROVED 2018-03-05
  • PA RA
    APPROVED
    Since 2018-03-28
  • TX RA
    APPROVED
    Since 2018-03-05

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 02/2018 Present
Capital One Investing, Llc Wilmington DE 03/2016 02/2018
Vanguard Marketing Corporation Malvern PA 02/2018 Present
Vanguard Advisers, Inc. Malvern PA 02/2018 Present
  • 02/2018 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 03/2016 → 02/2018
    Capital One Investing, Llc
    Wilmington, DE
  • 02/2018 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 02/2018 → Present
    Vanguard Advisers, Inc.
    Malvern, PA
Previous Registrations
  • 2016-03-29 → 2018-02-26
    Capital One Advisors, Llc
    Mclean, VA
  • 2009-10-02 → 2016-03-01
    Equitable Advisors, Llc
    Bala Cynwyd, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-16
  • S66 Uniform Combined State Law Examination
    2009-09-16
Designations
Other Names
  • Vincent T. Maimone
  • Vince Maimone
  • Vincent Maimone

View on SEC IAPD

Other Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
STATE FARM INVESTMENT MANAGEMENT CORP.
MVO PRIVATE WEALTH, LLC
LPL FINANCIAL LLC
TRAYNOR CAPITAL MANAGEMENT
NORTHEAST ADVISERS, INC.
HARVEST FINANCIAL PARTNERS
VANGUARD ALTERNATIVE ASSETS ADVISER, LLC

Other Investors

MARK EDWARD MUELLER
ROBERT STACY FRIED
KELLY K PASTER
David Sung
Matthew Maskarinec
JARED IAN HARK
MICHAEL JOHN JORDAN
SIMON ANTOINE ARRATA

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Paoli, PA
MVO PRIVATE WEALTH, LLC · MALVERN, PA
LPL FINANCIAL LLC · Malvern, PA
TRAYNOR CAPITAL MANAGEMENT · MALVERN, PA
NORTHEAST ADVISERS, INC. · PAOLI, PA
HARVEST FINANCIAL PARTNERS · PAOLI, PA

More in Malvern, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor