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Hyong Lark Kim

J.P. Morgan Securities LLC

Sunnyvale, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-02-16
CA RA APPROVED 2019-02-27
  • TX RA
    APPROVED_RES
    Since 2021-02-16
  • CA RA
    APPROVED
    Since 2019-02-27

Branch Locations

410 S. Mathilda Avenue, Sunnyvale, CA 94086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Jose CA 10/2017 02/2019
Woori America Bank Santa Clara CA 12/2016 10/2017
Hanin Federal Credit Union Santa Clara CA 02/2010 12/2016
Bank Of America, N.A. San Jose CA 03/2018 02/2019
Jp Morgan Chase Bank, N.A. Sunnyvale CA 02/2019 Present
Jp Morgan Securities, Llc Sunnyvale CA 02/2019 Present
  • 10/2017 → 02/2019
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Jose, CA
  • 12/2016 → 10/2017
    Woori America Bank
    Santa Clara, CA
  • 02/2010 → 12/2016
    Hanin Federal Credit Union
    Santa Clara, CA
  • 03/2018 → 02/2019
    Bank Of America, N.A.
    San Jose, CA
  • 02/2019 → Present
    Jp Morgan Chase Bank, N.A.
    Sunnyvale, CA
  • 02/2019 → Present
    Jp Morgan Securities, Llc
    Sunnyvale, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-29
  • S66 Uniform Combined State Law Examination
    2018-01-29
Other Names
  • Dave Kim

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Sunnyvale, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Sunnyvale, CA
LPL FINANCIAL LLC · SUNNYVALE, CA
EDWARD JONES · SUNNYVALE, CA
STRATEGIC ADVISERS LLC · SUNNYVALE, CA
SV TECH VENTURES, INC. · SUNNYVALE, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Sunnyvale, CA
U.S. BANCORP ADVISORS, LLC · Sunnyvale, CA

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