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88 Post Road West 2Nd Floor, Westport, CT 06880 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-04-08 |
| PA | RA | APPROVED | 2025-10-01 |
| OK | RA | APPROVED | 2025-03-19 |
| SC | RA | APPROVED | 2024-09-12 |
| CA | RA | APPROVED | 2024-09-05 |
| FL | RA | APPROVED | 2022-10-18 |
| TX | RA | APPROVED | 2022-10-17 |
Branch Locations
19505 Biscayne Blvd Suite 2350, Aventura, FL 33180 • United States
Fountain Square 2700 N. Military Trail, Suite 230, Boca Raton, FL 33431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Miami | FL | 08/2015 | 10/2022 |
| Alliance Global Partners | Miami | FL | 10/2022 | Present |
1. Business Ownership; TGIC Enterprises INC; CEO; Entity was created for tax purposes; SOUTH MIAMI, FL 33143; Not Investment Related; August 2021; 0 hours per month; 0 during trading hours. 2. DBS Diversified Brokerage Services, Investment Related 5501 Excelsior Blvd Minneapolis MN 55416 Life Insurance, Advisor, 04/15/24, Zero Hours, One time insurance transaction.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 2010-06-25 |
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