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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-09-03
TX RA APPROVED 2025-08-26
VA RA APPROVED 2025-08-26
  • DC RA
    APPROVED
    Since 2025-09-03
  • TX RA
    APPROVED
    Since 2025-08-26
  • VA RA
    APPROVED
    Since 2025-08-26

Branch Locations

1753 Pinnacle Dr 3Rd And 4Th Fl [V1-Rbo], Mclean, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Philanthropic Trust Jenkintown PA 02/2016 06/2017
Charles Schwab & Co., Inc. Arlington VA 07/2017 03/2021
Charles Schwab Bank Arlington VA 07/2017 03/2021
J.P. Morgan Securities Llc Arlington VA 03/2021 08/2025
Wells Fargo Clearing Services, Llc Mclean VA 08/2025 Present
Previous Registrations
  • 2021-04-05 → 2025-06-04
    Fredericksburg, VA
    Annandale, VA
    Fairfax, VA
    Fairfax, VA
    Washington, DC
    Washington, DC
    Charlottesville, VA
    Arlington, VA
    Arlington, VA
    Syracuse, NY
    Alexandria, VA
    Arlington, VA
    Falls Church, VA
    Arlington, VA
    Potomac, MD
    Mclean, VA
    Sterling, VA
    Richmond, VA
    Washington, DC
    Mclean, VA
    Richmond, VA
    Fairfax, VA
    Richmond, VA
    Washington, DC
    Midlothian, VA
    Framingham, MA
    Lynn, MA
    Chelmsford, MA
    Lutherville Timonium, MD
    Richmond, VA
    Warwick, RI
    Boston, MA
    Lynnfield, MA
    Boston, MA
    Somerville, MA
    Newburyport, MA
    Westbrook, ME
    Portland, ME
    Manchester, NH
    Revere, MA
    Salem, NH
    North Andover, MA
    Falmouth, ME
    Belmont, MA
    Middletown, RI
    Providence, RI
    Barrington, RI
    Boston, MA
    East Boston, MA
    Wakefield, RI
    Boston, MA
    Boston, MA
    Hingham, MA
    Nashua, NH
    Waltham, MA
    Braintree, MA
    Dedham, MA
    Providence, RI
    Boston, MA
    Mattapan, MA
    Watertown, MA
    Newton, MA
    Concord, MA
    Wellesley, MA
    Acton, MA
    Chestnut Hill, MA
    Saco, ME
    Nashua, NH
    Burlington, VT
    Brookline, MA
    Westwood, MA
    Quincy, MA
    Cranston, RI
    East Greenwich, RI
    Greenville, RI
    Portsmouth, NH
    Williston, VT
    Providence, RI
    Boston, MA
    Boston, MA
    Peabody, MA
    Cranston, RI
    Roxbury, MA
    Woburn, MA
    Burlington, MA
    Dundalk, MD
    Washington, DC
    Cockeysville, MD
    Baltimore, MD
    Nottingham, MD
    Richmond, VA
    Baltimore, MD
    Dundalk, MD
    Laurel, MD
    Baltimore, MD
    Baltimore, MD
    Reston, VA
    Baltimore, MD
    Baltimore, MD
    Towson, MD
    Norfolk, VA
    Williamsburg, VA
    Baltimore, MD
    Baltimore, MD
    Richmond, VA
    Nottingham, MD
    Baltimore, MD
    Cockeysville, MD
    Baltimore, MD
    Baltimore, MD
    Mechanicsville, VA
    Baltimore, MD
    Towson, MD
    Laurel, MD
    Gainesville, VA
    Woodbridge, VA
    Purcellville, VA
    Hampton, VA
    Virginia Beach, VA
    Leesburg, VA
    Arlington, VA
    Falls Church, VA
    Alexandria, VA
    Alexandria, VA
    Arlington, VA
    Arlington, VA
    Arlington, VA
    Alexandria, VA
    Fredericksburg, VA
    Fairfax, VA
    Manassas, VA
    Vienna, VA
    Midlothian, VA
    Williamsburg, VA
    Mechanicsville, VA
    Chesterfield, VA
    Richmond, VA
    Reston, VA
    Charlottesville, VA
    Norfolk, VA
    Stafford, VA
    Ashburn, VA
    Manassas, VA
    Richmond, VA
    Leesburg, VA
    Fairfax, VA
    Williamsburg, VA
    Oakton, VA
    Sterling, VA
    Gainesville, VA
    Henrico, VA
    Mechanicsville, VA
    Springfield, VA
    Centreville, VA
    Richmond, VA
    Mclean, VA
    Fairfax, VA
    Chantilly, VA
    Norfolk, VA
    Bristow, VA
    Woodbridge, VA
    Fredericksburg, VA
    Sterling, VA
    Manassas, VA
    Charlottesville, VA
    Richmond, VA
    Richmond, VA
    Richmond, VA
    Newport News, VA
    Herndon, VA
    Mclean, VA
    Chesterfield, VA
    Purcellville, VA
    Charlottesville, VA
  • 2017-08-17 → 2021-03-26
    Bethesda, MD
    Arlington, VA
    Tysons Corner, VA
Other Businesses

HIP Design Consulting; Investment related: Philadelphia, PA; Real Estate; Owner/Partner; Start Date: 09/21/2021; 0-10 per month; 0 hours during securities trading hours: duties: Real estate investing. Co-own with spouse| Entity Name: Everything for Sale LLC; not Investment related: Philadelphia, PA; E-commerce; Owner/Partner; Start Date: 11/14/22; 0-10 per month; 0 hours during securities trading hours; duties: Online Amazon store| Haverford Commerce LLC; Not Investment related: Philadelphia, PA; E-commerce; Owner/Partner; Start Date: 11/14/2022 ; 0-10 hours per month; No hours during trading; duties: Online Amazon store. I co-own this with my husband. There is no active participation by me| RENTAL PROPERTY - FAYETTE ; INV RELATED; BALTIMORE, MD; RENTAL PROPERTY;50% OWNERSHIP; START DATE: 09/01/2022; 1 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-20
S63 Uniform Securities Agent State Law Examination 2009-10-27
  • S66 Uniform Combined State Law Examination
    2021-04-20
  • S63 Uniform Securities Agent State Law Examination
    2009-10-27
Designations
Other Names
  • Joy Vanterpool
  • Joy Octavia Vanterpool
  • Joy Vanterpool Stephens

View on SEC IAPD

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