Jennifer Brenzel Hartlage

Ubs Financial Services Inc.

CRD 3145587

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-04-19
KY	RA	APPROVED	2004-01-08

TX RA
APPROVED_RES

Since 2021-04-19
KY RA
APPROVED

Since 2004-01-08

Branch Locations

500 North Hurstbourne Suite 300, Louisville, KY 40222 • United States

Louisville, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Louisville	KY	07/2013	Present

07/2013 → Present

Ubs Financial Services Inc

Louisville, KY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-09-28
S63	Uniform Securities Agent State Law Examination	1999-08-12

S65 Uniform Investment Adviser Law Examination

2000-09-28
S63 Uniform Securities Agent State Law Examination

1999-08-12

Other Names

Jennifer Anne Brenzel

View on SEC IAPD

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