Bradley R Roth

Current Employers

Employment History

• 04/2013 → Present
  Kattan Ferretti Financial L.P.
  Latrobe, PA
• 01/2014 → Present
  Mcdowell Associates
  Greensburg, PA
• 01/2015 → 02/2017
  Sardonyx Capital Management, Llc & Sardonyx Capital Advisors, Ll
  Johnstown, PA
• 01/2019 → Present
  Thor Financial Technologies, Llc
  Greensburg, PA
• 01/2014 → Present
  Hatrick Capital, Lp
  Greensburg, PA
• 04/2025 → Present
  Ux Wealth Partners, Llc
  Centennial, CO

Previous Registrations

• 2012-06-12 → 2013-02-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Greensburg, PA
  Pittsburgh, PA

Other Businesses

Bradley R. Roth is a licensed insurance agent & owner of McDowell Associates. From time to time, he will offer clients advice or products from those activities. Clients should be aware that these services pay a commission and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. Kattan Ferretti Financial L.P. always acts in the best interest of the client; including the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through any representative of Kattan Ferretti Financial L.P. in such individual's capacity as an insurance agent. 2. THOR Financial Technologies, LLC which is an SEC registered investment advisor. THOR Financial Technologies, LLC is the manager for a publically traded ETF ticker $THLV ( THOR LOW VOLATILITY ETF). Bradley R. Roth is a 23.5% owner and Cameron Roth is a 12% owner of THOR Financial Technologies, LLC. We both act as portfolio managers for the ETF. From time to time it may be in a clients best interest to invest in THLV therefore we need that disclosed. Additionally if a client is invested in THLV we will reduce their money management fee pro-rata with the ETF management fee.

Exams

• S66 Uniform Combined State Law Examination
  2011-11-17

Other Names

• Bradley R Roth