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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2021-09-02 |
Branch Locations
8201 Greensboro Drive Suite 545, Mclean, VA 22102 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Mclean | VA | 06/2009 | 07/2021 |
| Hightower Advisors, Llc | Mclean | VA | 07/2021 | Present |
| Hightower Securities, Llc | Mclean | VA | 07/2021 | Present |
1.NOTARY PUBLIC NOT BUSINESS RELATED, ALEXANDRIA, VA 22312, STARTED 8/31/08,NOTARIZE DOCUMENTS AS NEEDED, 3-5 HRS EACH MONTH DURING SECURITY TRADING HRS, 3-5 HRS EACH MONTH OUTSIDE OF SECURITY TRADING HRS. 2.Rover; Investment related - No; Pet sitting; Independent Contractor (proprietor, partner, officer, director, employee, trustee, agent); 12/2017; During business hours: 0; After business hours: 50; Provide short term (weekend/holiday) shelter and care for others pets including feeding, exercise, grooming.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-08-04 |
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