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Christopher Michael Genetti

Charles Schwab & Co., Inc.

Santa Clara, CA

Austin, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-04-11
  • CA RA
    APPROVED
    Since 2018-04-11

Branch Locations

2788 San Tomas Expy Bldg D(1), D11-1065, Santa Clara, CA 95050 • United States

11800 Schwab Way, Austin, TX 78758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Inc Pleasanton CA 06/2009 03/2018
Charles Schwab & Co., Inc. Santa Clara CA 03/2018 Present
Charles Schwab Bank Santa Clara CA 03/2018 Present
  • 06/2009 → 03/2018
    Scottrade Inc
    Pleasanton, CA
  • 03/2018 → Present
    Charles Schwab & Co., Inc.
    Santa Clara, CA
  • 03/2018 → Present
    Charles Schwab Bank
    Santa Clara, CA
Previous Registrations
  • 2017-02-01 → 2018-03-08
    Scottrade Investment Management
    Saint Louis, MO
Other Businesses

1) Los Gatos Toastmasters | Investment Related:No|Nonprofit Charitable Organizations|Club Officer|11/1/2019|Less than 20|0|Help with functioning of the club, member education, onboarding, and training

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-01
S63 Uniform Securities Agent State Law Examination 2010-05-03
  • S66 Uniform Combined State Law Examination
    2017-02-01
  • S63 Uniform Securities Agent State Law Examination
    2010-05-03

View on SEC IAPD

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