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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-10
  • CA RA
    APPROVED
    Since 2026-03-10

Branch Locations

3945 Freedom Circle Ste 460, Santa Clara, CA 95054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Santa Clara CA 04/2024 Present
Santa Clara University Santa Clara CA 04/2021 03/2023
Unemployed Redwood City CA 03/2023 04/2024
First Republic Bank San Francisco CA 11/2017 01/2023
Unemployed Berkeley CA 08/2017 11/2017
Punahou School Honolulu HI 06/2014 05/2017
Mutual Of Omaha Honolulu HI 10/2015 10/2016
  • 04/2024 → Present
    Santa Clara, CA
  • 04/2021 → 03/2023
    Santa Clara University
    Santa Clara, CA
  • 03/2023 → 04/2024
    Unemployed
    Redwood City, CA
  • 11/2017 → 01/2023
    First Republic Bank
    San Francisco, CA
  • 08/2017 → 11/2017
    Unemployed
    Berkeley, CA
  • 06/2014 → 05/2017
    Punahou School
    Honolulu, HI
  • 10/2015 → 10/2016
    Mutual Of Omaha
    Honolulu, HI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-03
  • S66 Uniform Combined State Law Examination
    2026-03-03

View on SEC IAPD

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