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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-12-15 |
Branch Locations
7 E Carver St, Huntington, NY 11743 • United States
Garden City, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank | Garden City | NY | 08/2010 | 08/2019 |
| J.P. Morgan Securities Llc | Garden City | NY | 10/2012 | 08/2019 |
| Axa Advisors Llc | Woodbury | NY | 08/2019 | 08/2020 |
| Mml Investors Services, Llc | New York | NY | 08/2020 | 10/2020 |
| Massmutual Life Insurance | New York | NY | 07/2020 | 10/2020 |
| Cetera Investment Services Llc | St Cloud | MN | 10/2020 | 12/2023 |
| Cetera Investment Advisers Llc | Melville | NY | 10/2020 | 12/2023 |
| Ameriprise Financial Services | Huntington | NY | 12/2023 | 12/2023 |
| Ameriprise Financial Services, Llc | Huntington | NY | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Huntington | NY | 12/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 2009-07-23 |
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