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Daniel Gregory Carthew

Commonwealth Financial Network

Wheaton, IL

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-07-01
  • IL RA
    APPROVED
    Since 2024-07-01

Branch Locations

310 S Hale Street, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Investment Services, Llc Villa Park IL 05/2015 01/2021
Favia Group Villa Park IL 04/2015 01/2021
Raymond James Financial Services, Inc. Villa Park IL 01/2021 07/2024
Raymond James Financial Services Advisors, Inc. Villa Park IL 04/2022 07/2024
Crux Wealth Advisors, Llc Villa Park IL 02/2021 07/2024
Commonwealth Financial Network Waltham MA 07/2024 Present
Murphy Financial Group Wheaton IL 07/2024 Present
  • 05/2015 → 01/2021
    Kestra Investment Services, Llc
    Villa Park, IL
  • 04/2015 → 01/2021
    Favia Group
    Villa Park, IL
  • 01/2021 → 07/2024
    Raymond James Financial Services, Inc.
    Villa Park, IL
  • 04/2022 → 07/2024
    Raymond James Financial Services Advisors, Inc.
    Villa Park, IL
  • 02/2021 → 07/2024
    Crux Wealth Advisors, Llc
    Villa Park, IL
  • 07/2024 → Present
    Commonwealth Financial Network
    Waltham, MA
  • 07/2024 → Present
    Murphy Financial Group
    Wheaton, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-15
S63 Uniform Securities Agent State Law Examination 2009-08-28
  • S66 Uniform Combined State Law Examination
    2022-04-15
  • S63 Uniform Securities Agent State Law Examination
    2009-08-28
Other Names
  • Dan Carthew
  • Daniel G Carthew

View on SEC IAPD

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BROOKSTONE ASSET MANAGEMENT, LLC
BROOKSTONE CAPITAL MANAGEMENT LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
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MONETTA FINANCIAL SERVICES INC

Other Investors

CORY JOHN GREBE
ALLAN CURTIS PARLIER
JASON MICHAEL CRUMP
DAVID KEVIN SEITZER
NORMAN CHARLES GARNER
RANDY LEON FLOYD
Julie Marie Cunningham
Nicole Lea Ayers

Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL

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