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Jason David Dray

Advisors Capital Management, LLC

Ridgewood, NJ

Auburn, WA

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Current Employers
Advisors Capital Management, Llc

10 Wilsey Square Suite 200, Ridgewood, NJ 07450 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-04-25
  • WA RA
    APPROVED
    Since 2025-04-25

Branch Locations

10 Wilsey Square Suite 200, Ridgewood, NJ 07450 • United States

Auburn, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Empower Advisory Group, Llc Greenwood Village CO 03/2024 04/2025
Fisher Investments Camas WA 11/2015 06/2023
Pepsico Ridgefield CO 06/2023 02/2024
Advisors Capital Management, Llc Ridgewood NJ 04/2025 Present
Previous Registrations
  • 2024-03-07 → 2025-04-23
    Empower Advisory Group, Llc
    Washougal, WA
    Greenwood Village, CO
  • 2015-11-25 → 2023-07-05
    Fisher Investments
    Plano, TX
    Camas, WA
  • 2009-01-27 → 2012-03-30
    Cetera Investment Services Llc
    Auburn, WA
    Enumclaw, WA
    Tacoma, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-01-14
S63 Uniform Securities Agent State Law Examination 2006-06-05
  • S65 Uniform Investment Adviser Law Examination
    2009-01-14
  • S63 Uniform Securities Agent State Law Examination
    2006-06-05
Other Names
  • Jason D Dray

View on SEC IAPD

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STEVEN FREDERICK DIPAOLA

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Ridgewood, NJ
COMMONWEALTH FINANCIAL NETWORK · RIDGEWOOD, NJ
ACCURATE WEALTH MANAGEMENT, LLC · Ridgewood, NJ
ACCURATE WEALTH MANAGEMENT, LLC · Ridgewood, NJ
LPL ENTERPRISE, LLC · PARAMUS, NJ
LPL ENTERPRISE, LLC · PARAMUS, NJ
CITIGROUP GLOBAL MARKETS INC. · Paramus, NJ
LPL ENTERPRISE, LLC · PARAMUS, NJ

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