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Darren Van Cott

Cetera Investment Advisers LLC

Greenwood Village, CO

Henderson, CO

CRD 5685064

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-28
CO RA APPROVED 2019-08-21
  • TX RA
    APPROVED
    Since 2020-02-28
  • CO RA
    APPROVED
    Since 2019-08-21

Branch Locations

5299 Dtc Blvd Suite 800, Greenwood Village, CO 80111 • United States

Henderson, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services Denver CO 06/2009 06/2019
Self-Employed Asheboro NC 03/2006 Present
Cetera Investment Services Llc St. Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Denver CO 08/2019 Present
  • 06/2009 → 06/2019
    Foresters Financial Services
    Denver, CO
  • 03/2006 → Present
    Self-Employed
    Asheboro, NC
  • 06/2019 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 08/2019 → Present
    Cetera Investment Advisers Llc
    Denver, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-08-20
S63 Uniform Securities Agent State Law Examination 2009-09-18
  • S65 Uniform Investment Adviser Law Examination
    2019-08-20
  • S63 Uniform Securities Agent State Law Examination
    2009-09-18
Other Names
  • Darren Marc Ochman
  • Darren Van Cott
  • Darren Marc Van Cott

View on SEC IAPD

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Nearby Investors

BRENNAN PAUL PATE
JOHN MICHAEL DODDS
Natalie Ford

Nearby Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO

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