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Thomas Cleveland

Tru Independence Asset Management, LLC

Portland, OR

Charlotte, NC

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Current Employers
Tru Independence Asset Management, Llc

15350 Sw Sequoia Parkway Suite 250, Portland, OR 97224 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-06-02
  • NC RA
    APPROVED
    Since 2026-06-02

Branch Locations

15350 Sw Sequoia Parkway Suite 250, Portland, OR 97224 • United States

1515 Mockingbird Lane Suite 880, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tru Independence Asset Management Llc Dba Yellowwood Wealth Solu Charlotte NC 05/2026 Present
Td Bank, Na Charlotte NC 08/2024 04/2026
Wells Fargo Charlotte NC 09/2023 08/2024
Bank Of America, Na Charlotte NC 09/2019 09/2023
Assuredpartners Greenville SC 11/2018 06/2019
Hub International Greenville SC 06/2017 10/2018
Bank Of America, Na Charlotte NC 04/2016 05/2017
  • 05/2026 → Present
    Tru Independence Asset Management Llc Dba Yellowwood Wealth Solu
    Charlotte, NC
  • 08/2024 → 04/2026
    Td Bank, Na
    Charlotte, NC
  • 09/2023 → 08/2024
    Wells Fargo
    Charlotte, NC
  • 09/2019 → 09/2023
    Bank Of America, Na
    Charlotte, NC
  • 11/2018 → 06/2019
    Assuredpartners
    Greenville, SC
  • 06/2017 → 10/2018
    Hub International
    Greenville, SC
  • 04/2016 → 05/2017
    Bank Of America, Na
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-05-27
S66 Uniform Combined State Law Examination 2014-01-21
  • S65 Uniform Investment Adviser Law Examination
    2026-05-27
  • S66 Uniform Combined State Law Examination
    2014-01-21
Other Names
  • Thomas Bradley Cleveland
  • Thomas Bradley Cleveland
  • Thomas B Cleveland

View on SEC IAPD

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Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PORTLAND, OR
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Portland, OR
SUCCESS WEALTH MANAGEMENT LLC · Portland, OR
INMAN FINANCIAL SERVICES, INC. · PORTLAND, OR
PINNACLE WEALTH ADVISORS · Portland, OR
OSAIC WEALTH, INC. · TIGARD, OR
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