Thomas Cleveland

Employer firm

Tru Independence Asset Management, LLC CRD 168256

$337M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2026 → Present
  Tru Independence Asset Management Llc Dba Yellowwood Wealth Solu
  Charlotte, NC
• 08/2024 → 04/2026
  Td Bank, Na
  Charlotte, NC
• 09/2023 → 08/2024
  Wells Fargo
  Charlotte, NC
• 09/2019 → 09/2023
  Bank Of America, Na
  Charlotte, NC
• 11/2018 → 06/2019
  Assuredpartners
  Greenville, SC
• 06/2017 → 10/2018
  Hub International
  Greenville, SC
• 04/2016 → 05/2017
  Bank Of America, Na
  Charlotte, NC

Previous Registrations

• 2014-01-23 → 2017-01-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
  Pineville, NC
  Huntersville, NC
  Charlotte, NC

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-05-27
• S66 Uniform Combined State Law Examination
  2014-01-21

Other Names

• Thomas Bradley Cleveland
• Thomas Bradley Cleveland
• Thomas B Cleveland