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J. W. Cole Advisors, Inc. CRD 112294
$8.25B regulatory AUM 1,971 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2015-01-07 |
Branch Locations
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
4302 Henderson Boulevard Suite 201, Tampa, FL 33629 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.W. Cole Financial, Inc. | Tampa | FL | 11/2014 | Present |
| J.W. Cole Advisors, Inc. | Tampa | FL | 11/2014 | Present |
1)INSURANCE SALES: FIXED, INDEX, VARIABLE ANNUITY, AND LIFE INSURANCE 2) A. KASE WEALTH ADVISORS, LLC B) FINANCIAL C) INVESTMENT RELATED D) 160 HRS/MONTH E) NO CLIENT INVOLVEMENT 3) A. ECC WEALTH MANAGEMENT B. NON-INVESTMENT RELATED C. S-CORP FOR TAX PURPOSES E. PRESIDENT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-20 |
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