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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-04-16 |
| TX | RA | APPROVED_RES | 2025-04-15 |
Branch Locations
1801 North Military Trail Suite 300, Boca Raton, FL 33431 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tradestation Securities, Inc. | Plantation | FL | 02/2015 | 11/2017 |
| Wells Fargo Clearing Services, Llc | Miami | FL | 11/2017 | 04/2021 |
| Wells Fargo Clearing Services, Llc. | Fort Lauderdale | FL | 06/2021 | 09/2021 |
| Provenance Wealth Advisors | Fort Lauderdale | FL | 04/2021 | 05/2021 |
| Deutsche Bank Securities, Inc | Miami | FL | 09/2021 | 10/2022 |
| Oppenheimer & Co, Inc | Miami | FL | 10/2022 | 03/2025 |
| Morgan Stanley | Boca Raton | FL | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 2015-05-29 |
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