Douglas A Thomas

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1986 → Present
  Omaha World-Herald
  Omaha, NE
• 05/2016 → 11/2018
  Signator Investors, Inc.
  Lincoln, NE
• 11/2018 → 06/2021
  Royal Alliance Associates, Inc.
  Lincoln, NE
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 12/2022 → Present
  Cfg Advisors
  Omaha, NE
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2018-11-02 → 2021-06-25
  Osaic Wealth, Inc.
  Omaha, NE
  Charlotte, NC
• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Lincoln, NE
  Charlotte, NC
• 2011-09-12 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Charlotte, NC
  Lincoln, NE
  Omaha, NE

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE POSITION/TITLE/RELATIONSHIP: AGENT START DATE: 08/2011 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES, AND LONG-TERM CARE, HELPING CLIENTS PROTECT THEIR ASSETS FROM UNFORESEEN CHALLENGES SUCH AS DISABILITY, DEATH OR THE NEED FOR LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: OMAHA WORLD - HERALD INVESTMENT RELATED: NO ADDRESS: 1314 DOUGLAS STREET, OMAHA NATURE OF BUSINESS: NEWSPAPER START DATE: 3/2011 POSITION/TITLE/RELATIONSHIP: CORRESPONDENT APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: COVER SOME GAMES AND WRITE A FEW FEATURE STORIES; 3. NAME OF OTHER BUSINESS: DBA CURNES FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 6/2021 POSITION/TITLE/RELATIONSHIP: ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: ADVISOR; 4. NAME OF OTHER BUSINESS: CFG ADVISORS ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 12/2022; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-03-24
• S63 Uniform Securities Agent State Law Examination
  2010-07-11