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Michael Eric Carpio

Charles Schwab & Co., Inc.

Princeton, NJ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-02-09
  • NJ RA
    APPROVED
    Since 2023-02-09

Branch Locations

132 Nassau St Floor 1, Princeton, NJ 08542-7006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc Jenkintown PA 07/2011 01/2023
Bank Of America, N.A. Jenkintown PA 06/2011 01/2023
Charles Schwab & Co., Inc. Princeton NJ 01/2023 Present
Charles Schwab Bank, Ssb Princeton NJ 01/2023 Present
  • 07/2011 → 01/2023
    Merrill Lynch, Pierce, Fenner & Smith Inc
    Jenkintown, PA
  • 06/2011 → 01/2023
    Bank Of America, N.A.
    Jenkintown, PA
  • 01/2023 → Present
    Charles Schwab & Co., Inc.
    Princeton, NJ
  • 01/2023 → Present
    Charles Schwab Bank, Ssb
    Princeton, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-30
  • S66 Uniform Combined State Law Examination
    2011-09-30
Other Names
  • Michael Carpio
  • Michael E Carpio

View on SEC IAPD

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Other Offices

BLACKROCK INVESTMENT MANAGEMENT, LLC · PRINCETON, NJ
SONGBIRD CAPITAL, LLC · PRINCETON, NJ
J.P. MORGAN SECURITIES LLC · Princeton, NJ
SYSTEMATIC ALPHA INVESTMENTS, LLC · PRINCETON, NJ
PNC WEALTH MANAGEMENT LLC · PRINCETON, NJ
RBC CAPITAL MARKETS, LLC · Princeton, NJ
WATERMARK GROUP, INC. · PRINCETON, NJ
PRINCETON EQUITY GROUP · PRINCETON, NJ

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