Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-04-19
  • KY RA
    APPROVED
    Since 2024-04-19

Branch Locations

2810 Frederica St, Owensboro, KY 42301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Na Owensboro KY 06/2009 09/2019
J.P. Morgan Securities Llc Owensboro KY 10/2012 08/2019
Mmaweekly.COm Owensboro UT 01/2015 01/2025
Raymond James Financial Services, Inc. Owensboro KY 04/2024 Present
Raymond James Financial Services Advisors, Inc. Owensboro KY 04/2024 Present
Wells Fargo Clearing Services, Llc Owensboro KY 09/2019 01/2021
Robert W. Baird & Co., Inc. Owensboro KY 01/2021 04/2024
  • 06/2009 → 09/2019
    Jp Morgan Chase Bank Na
    Owensboro, KY
  • 10/2012 → 08/2019
    J.P. Morgan Securities Llc
    Owensboro, KY
  • 01/2015 → 01/2025
    Mmaweekly.COm
    Owensboro, UT
  • 04/2024 → Present
    Raymond James Financial Services, Inc.
    Owensboro, KY
  • 04/2024 → Present
    Owensboro, KY
  • 09/2019 → 01/2021
    Wells Fargo Clearing Services, Llc
    Owensboro, KY
  • 01/2021 → 04/2024
    Robert W. Baird & Co., Inc.
    Owensboro, KY
Previous Registrations
Other Businesses

1) Name of Business: Raising Cain, LLC Address: 1825 Mohawk Dr, Owensboro, KY, 42301, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/07/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Freelance journalism. writing articles and maintaining website for MMAWeekly.com (2) Name of Business: Thacker Wealth and Retirement Address: 2810 Frederica St, Owensboro, KY, 42301-5444, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/22/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Registered Client Service Associate

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-29
S63 Uniform Securities Agent State Law Examination 2009-08-05
  • S66 Uniform Combined State Law Examination
    2023-08-29
  • S63 Uniform Securities Agent State Law Examination
    2009-08-05
Other Names
  • Kristi Lynette Hazelrigg
  • Kristi L Cain
  • Kristi Cain

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Owensboro, KY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor