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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-04-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank Na | Owensboro | KY | 06/2009 | 09/2019 |
| J.P. Morgan Securities Llc | Owensboro | KY | 10/2012 | 08/2019 |
| Mmaweekly.COm | Owensboro | UT | 01/2015 | 01/2025 |
| Raymond James Financial Services, Inc. | Owensboro | KY | 04/2024 | Present |
| Raymond James Financial Services Advisors, Inc. | Owensboro | KY | 04/2024 | Present |
| Wells Fargo Clearing Services, Llc | Owensboro | KY | 09/2019 | 01/2021 |
| Robert W. Baird & Co., Inc. | Owensboro | KY | 01/2021 | 04/2024 |
1) Name of Business: Raising Cain, LLC Address: 1825 Mohawk Dr, Owensboro, KY, 42301, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/07/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Freelance journalism. writing articles and maintaining website for MMAWeekly.com (2) Name of Business: Thacker Wealth and Retirement Address: 2810 Frederica St, Owensboro, KY, 42301-5444, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/22/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Registered Client Service Associate
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2009-08-05 |
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