Shaun Michael Connolly

Current Employers

Employment History

• 10/2014 → Present
  Iron River Capital Llc
  Durango, CO
• 06/2009 → Present
  Connolly Financial Llc
  Durango, CO
• 12/2016 → 12/2019
  Regulus Advisors, Llc
  Kentwood, MI

Previous Registrations

• 2011-06-06 → 2014-12-12
  Wrp Investments, Inc.
  Youngstown, OH
  Farmington, NM
  Youngstown, OH
• 2009-09-29 → 2011-05-05
  Mml Investors Services, Llc
  Farmington, NM
  Lubbock, TX
  Farmington, NM

Other Businesses

Shaun Michael Connolly is an independent licensed insurance producer for Connolly Financial LLC a licensed insurance broker, and also a managing member of Iron Gate Partners LLC a licensed insurance broker, approx. 10 hours per month. From time to time he will offer clients advice or products related to this activity. Clients should be aware that these services pay a commission or other form of compensation and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. Connolly Financial always acts in the best interests of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through any representative of Connolly Financial in such individuals outside capacities. Shaun Connolly is also a radio show host approx. 12 hours per month for which he receives a monthly show sponsorship to cover station costs. Shaun Connolly is also a member of Akarana Holdings LLC, which exists to hold the real estate title of the Connolly Financial office. He does not devote any hours and receives no compensation at this time. LifeX Research Corp; Location of the business: 218 Oakland Avenue 2nd floor Pittsburgh PA 15213 USA; Description of the business: Research Corporation; Position Title: Research Associate; Start date with business: 2026-01-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0; Rental property; Housing Provider; 3935 E Rough Rider Road Phoenix AZ 85050; Shaun Connolly owns a residential rental property in Phoenix, Arizona.; 2026-07-01; 0 Hour per month devoted to business during trading hours; 2 Hours per month devoted to business outside trading hours; 1 Percent of total yearly compensation expected to be derived from the business.

Exams

• S66 Uniform Combined State Law Examination
  2009-09-04