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James Lowell Brackett

LPl Financial LLC

Colby, KS

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2010-08-19
  • KS RA
    APPROVED
    Since 2010-08-19

Branch Locations

155 W. 3Rd Street, Colby, KS 67701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Colby KS 08/2010 Present
  • 08/2010 → Present
    Lpl Financial
    Colby, KS
Previous Registrations
  • 2009-10-01 → 2010-08-27
    Waddell & Reed
    Hays, KS
    Colby, KS
Other Businesses

1. 08/19/10 - OLIVER & ASSOCIATES/ DBA ONLY/ COLBY, KS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-30
  • S66 Uniform Combined State Law Examination
    2009-09-30

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
EDWARD JONES
CETERA INVESTMENT ADVISERS LLC

Other Investors

BRENT MATTHEW WIEDEMAN
Trevor J Linton
JOHN WILLIAM HUNGERFORD
SARA NICOLE JAMISON
Kaleb M Brzon
Darryl Gene Henry
Keith Raymond Corbett
THOMAS MARTIN ANNIS

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Colby, KS
LPL FINANCIAL LLC · COLBY, KS
EDWARD JONES · COLBY, KS
CETERA INVESTMENT ADVISERS LLC · OAKLEY, KS
LPL FINANCIAL LLC · OAKLEY, KS

More in Colby, KS

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