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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Oakley | KS | 08/1996 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Oakley | KS | 12/1996 | 07/2021 |
| Tumbleweed Chorus - Bhs | Colby | KS | 04/2012 | 05/2018 |
| Prairie Rose Harmony | Colby | KS | 03/2018 | 07/2021 |
| Thomas Annis | Oakley | KS | 10/2020 | 07/2021 |
| Tumbleweed Chorus | Oakley | KS | 08/2020 | 07/2021 |
| Lpl Financial Llc | Oakley | KS | 07/2021 | Present |
1) 1/2018 - Other (VOLUNTEER) - PRARIE ROSE HARMONY - Not Investment Related - Oakley, KS 2) 1/2018 - Other (VOLUNTEER) - TUMBLEWEED CHORUS - Not Investment Related - Oakley, KS 3) 08/17/2022 - Crump Life Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent- Start Date - 07/22/2022 - 10 Hours Per Month/10 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-10 |
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