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John William Hungerford

LPl Financial LLC

Colby, KS

Leawood, KS

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2021-07-21
TX RA APPROVED 2021-07-21
  • KS RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED
    Since 2021-07-21

Branch Locations

165 E 4Th Street, Colby, KS 67701 • United States

11409 Ash St Ste B, Leawood, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Harris Bank Na Leawood KS 08/2012 02/2020
Bmo Harris Financial Advisors, Inc. Leawood KS 08/2012 02/2020
Waddell & Reed, Inc. Leawood KS 02/2020 07/2021
Various Insurance Carriers For W&R Insurance Agencies Overland Park KS 02/2020 07/2021
Christ Is The Key Overland Park KS 01/2000 02/2020
N2L Wealth Management Llc Overland Park KS 03/2020 07/2021
Lpl Financial Llc Leawood KS 07/2021 Present
  • 08/2012 → 02/2020
    Bmo Harris Bank Na
    Leawood, KS
  • 08/2012 → 02/2020
    Bmo Harris Financial Advisors, Inc.
    Leawood, KS
  • 02/2020 → 07/2021
    Waddell & Reed, Inc.
    Leawood, KS
  • 02/2020 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Overland Park, KS
  • 01/2000 → 02/2020
    Christ Is The Key
    Overland Park, KS
  • 03/2020 → 07/2021
    N2L Wealth Management Llc
    Overland Park, KS
  • 07/2021 → Present
    Leawood, KS
Previous Registrations
  • 2020-02-11 → 2021-07-21
    Waddell & Reed
    Edmond, OK
    Shawnee, KS
    Leawood, KS
  • 2012-08-01 → 2020-02-11
    Bmo Harris Financial Advisors, Inc.
    Leawood, KS
    Olathe, KS
    Leawood, KS
  • 2012-04-20 → 2012-08-01
    M&I Financial Advisors, Inc
    Leawood, KS
    Leawood, KS
    Shawnee, KS
    St Joseph, MO
    Leawood, KS
    Kansas City, MO
  • 2002-09-13 → 2006-08-01
    Overland Park, KS
    Overland Parks, KS
  • 1996-09-27 → 2002-09-19
    Kansas City, MO
Other Businesses

1- 09/09/2021 - N2L PROPERTIES - Real Estate Rental - At Reported Business Location(s) - Inv Related - Start date: 11/2020 - 2 Hrs/Mth - 0 Hrs During Trading. 2- 09/09/2021 - DBA for LPL Business (entity for LPL business) - N2L Wealth Management - At Reported Business Location(s) - Inv Related - Start date: 3/1/2020 - 100 Hrs/Mth - 0 Hrs During Trading. 3- 04/07/2022 - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 03/23/2022 - 12 Hours Per Month/8 Hours During Securities Trading 4- 08/21/2023 - Mary Newell Trust Dtd 11/14/2014 - Act in a Fiduciary Capacity - Investment Related - At Reported Business Location(s) - Start Date 08/31/2023 - 0 Hours Per Month/ During Trading 5- 06/27/2025 - Additonal Agency Name: Associates of Clifton Park - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:09/21/2022 - 6 Hrs/Mth - 1 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-05-04
S63 Uniform Securities Agent State Law Examination 1994-04-25
  • S65 Uniform Investment Adviser Law Examination
    1994-05-04
  • S63 Uniform Securities Agent State Law Examination
    1994-04-25
Other Names
  • John W Hungerford

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