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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
165 E 4Th Street, Colby, KS 67701 • United States
11409 Ash St Ste B, Leawood, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bmo Harris Bank Na | Leawood | KS | 08/2012 | 02/2020 |
| Bmo Harris Financial Advisors, Inc. | Leawood | KS | 08/2012 | 02/2020 |
| Waddell & Reed, Inc. | Leawood | KS | 02/2020 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Overland Park | KS | 02/2020 | 07/2021 |
| Christ Is The Key | Overland Park | KS | 01/2000 | 02/2020 |
| N2L Wealth Management Llc | Overland Park | KS | 03/2020 | 07/2021 |
| Lpl Financial Llc | Leawood | KS | 07/2021 | Present |
1- 09/09/2021 - N2L PROPERTIES - Real Estate Rental - At Reported Business Location(s) - Inv Related - Start date: 11/2020 - 2 Hrs/Mth - 0 Hrs During Trading. 2- 09/09/2021 - DBA for LPL Business (entity for LPL business) - N2L Wealth Management - At Reported Business Location(s) - Inv Related - Start date: 3/1/2020 - 100 Hrs/Mth - 0 Hrs During Trading. 3- 04/07/2022 - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 03/23/2022 - 12 Hours Per Month/8 Hours During Securities Trading 4- 08/21/2023 - Mary Newell Trust Dtd 11/14/2014 - Act in a Fiduciary Capacity - Investment Related - At Reported Business Location(s) - Start Date 08/31/2023 - 0 Hours Per Month/ During Trading 5- 06/27/2025 - Additonal Agency Name: Associates of Clifton Park - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:09/21/2022 - 6 Hrs/Mth - 1 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-25 |
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