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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-07-11 |
| CO | RA | APPROVED | 2023-06-29 |
Branch Locations
51 Blue Spruce Rd, Albrightsville, PA 18210 • United States
5350 South Roslyn Street Ste 370, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vsr Financial Services, Inc. | Overland | KS | 06/2015 | 09/2016 |
| Vsr Advisory Services | Overland Park | KS | 06/2015 | 09/2016 |
| Fourest, Llc | Greenwood Village | CO | 06/2015 | Present |
| Summit Brokerage Services, Inc. | Greenwood Village | CO | 09/2016 | 09/2019 |
| Summit Financial Group Inc | Boca Raton | FL | 09/2016 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2019 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Panther Valley School District | Lansford | PA | 08/2024 | Present |
1. NAME OF OTHER BUSINESS: FOUREST LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: DBA FOR FINANCIAL ADVISORS PRACTICE START DATE: 6/2015 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR 2. LIFE INSURANCE; INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; LIFE INSURANCE; AGENT; STARTED 11/15/2017; APX 2 HOURS/MONTH, APX 2 DURING TRADING; SELL AND OFFER LIFE INSURANCE USING BACKNINE INSURANCE 3. NAME OF OTHER BUSINESS: TESSITORE WEALTH MANAGEMENT, INC INVESTMENT RELATED: YES ADDRESS: PO BOX 102, 3375A RUSSELL GULCH ROAD , KITTEREDGE, CO 80457 NATURE OF BUSINESS: S CORP FOR TAX REPORTING START DATE: 3/2018 POSITION/TITLE/RELATIONSHIP: OWNER, PRESIDENT APX NUMBER OF HOURS PER WEEK: .5 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: OWNER, PRESIDENT; 4. NAME OF OTHER BUSINESS: PANTHER VALLEY SCHOOL DISTRICT, INVESTMENT RELATED: NO, ADDRESS: 1 PANTHER WAY, LANSFORD, PA 18232, NATURE OF BUSINESS: SPORTS, START DATE: 08/2024, POSITION/TITLE/RELATIONSHIP: ASSISTANT FOOTBALL COACH, APX NUMBER OF HOURS PER WEEK: 10, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ASSISTANT COACH FOR THE VARSITY AND JUNIOR HIGH FOOTBALL TEAMS AT PANTHER VALLEY SCHOOL DISTRICT;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 2009-09-03 |
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