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Nicole Marie Adler-Frigoletto

LPl Financial LLC

Red Bank, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-01-17
PA RA APPROVED 2023-01-17
  • NJ RA
    APPROVED
    Since 2023-01-17
  • PA RA
    APPROVED
    Since 2023-01-17

Branch Locations

65 Mechanic St, Ste. 107, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Summit NJ 10/2010 04/2018
Homemaking Colts Neck NJ 04/2018 09/2020
River's Edge Wealth Partners Red Bank NJ 09/2020 Present
Lpl Financial Llc Red Bank NJ 01/2023 Present
  • 10/2010 → 04/2018
    Wells Fargo
    Summit, NJ
  • 04/2018 → 09/2020
    Homemaking
    Colts Neck, NJ
  • 09/2020 → Present
    River's Edge Wealth Partners
    Red Bank, NJ
  • 01/2023 → Present
    Red Bank, NJ
Previous Registrations
  • 2010-02-04 → 2010-09-23
    Regentatlantic
  • 2006-01-11 → 2010-02-05
    The Mde Group, Inc.
    Morristown, NJ
Other Businesses

1. 01/17/2023 - Rivers Edge Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 01/16/2023 - 150 Hours Per Month/7 Hours During Securities Trading - Time Spent 100%

Designations
Other Names
  • Nicole Marie Adler

View on SEC IAPD

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