Nicole Marie Adler-Frigoletto

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → 04/2018
  Wells Fargo
  Summit, NJ
• 04/2018 → 09/2020
  Homemaking
  Colts Neck, NJ
• 09/2020 → Present
  River's Edge Wealth Partners
  Red Bank, NJ
• 01/2023 → Present
  Lpl Financial Llc
  Red Bank, NJ

Previous Registrations

• 2010-02-04 → 2010-09-23
  Regentatlantic
• 2006-01-11 → 2010-02-05
  The Mde Group, Inc.
  Morristown, NJ

Other Businesses

1. 01/17/2023 - Rivers Edge Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 01/16/2023 - 150 Hours Per Month/7 Hours During Securities Trading - Time Spent 100%

Designations

• Certified Financial Planner

Other Names

• Nicole Marie Adler