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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2011-07-01
  • IL RA
    APPROVED
    Since 2011-07-01

Branch Locations

272 E Deerpath Rd Ste 204, Lake Forest, IL 60045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Skokie IL 08/2010 Present
Alan Nero Skokie IL 02/2012 Present
Timothy Hender Skokie IL 04/2012 Present
Northwestern Mutual Investment Services, Llc Skokie IL 03/2014 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 09/2015 Present
Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-06-29
S63 Uniform Securities Agent State Law Examination 2011-01-24
  • S65 Uniform Investment Adviser Law Examination
    2011-06-29
  • S63 Uniform Securities Agent State Law Examination
    2011-01-24

View on SEC IAPD

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