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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-18 |
| WI | RA | APPROVED | 2022-07-14 |
Branch Locations
186 S City Station Dr., Sun Prairie, WI 53590 • United States
10 E Doty St Suite 800, Madison, WI 53703 • United States
10 E Doty St Suite 100, Madison, WI 53703 • United States
Waunkee, WI • United States
448 S Gammon Rd, Madison, WI 53719 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Madison | WI | 09/2015 | 02/2018 |
| Thrivent Financial | Appleton | WI | 02/2016 | 02/2018 |
| U.S. Bank | Madison | WI | 04/2018 | 07/2022 |
| U.S. Bancorp Investments, Inc. | Madison | WI | 04/2018 | 07/2022 |
| Lpl Financial Llc | Madison | WI | 07/2022 | Present |
| Johnson Financial Group | Madison | WI | 07/2022 | Present |
1) 7/2022- JOHNSON FINANCIAL GROUP FINANCIAL ADVISORS- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s) 2) 7/2022- Assistant Golf Coach - Waunakee Boys Golf Team- non-investment-related- WAUNAKEE, WI- start date 3/25/2019- 16 hours/month 3) 05/23/2023 - Johnson Financial Group-Trust Department - Not Investment Related - Milwaukee, WI - Other - Referral Compensation from Trust Dept - Start Date 06/01/2023 - 1 Hour Per Month/ 1 Hour During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-13 |
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