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CRD 5682217
Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-06-05 |
Branch Locations
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
70 N Country Rd, Port Jefferson, NY 11777 • United States
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-09-04 |
Branch Locations
88 Froehlich Farm Blvd, Woodbury, NY 11797 • United States
70 N Country Rd Ste 301, Port Jefferson, NY 11777 • United States
Commack, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network | Port Jefferson | NY | 06/2026 | Present |
| Wells Fargo Advisors, Llc | New York | NY | 11/2014 | 11/2016 |
| Wells Fargo Bank Na | New York | NY | 11/2014 | Present |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 2009-07-23 |
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