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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-05 |
| AL | RA | APPROVED | 2025-12-16 |
Branch Locations
320 Bexar Ave W, Hamilton, AL 35570 • United States
2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Gadsden | AL | 07/2016 | 12/2016 |
| Bank Of America, N.A. | Gadsden | AL | 09/2016 | 12/2016 |
| Investment Professionals, Inc. | San Antonio | TX | 12/2016 | 09/2018 |
| Ameriprise Financial Services, Inc | Gadsen | AL | 07/2018 | 10/2019 |
| Cetera Investment Services Llc | St. Cloud | MN | 10/2019 | 08/2022 |
| Cetera Investment Advisers Llc | Birmingham | AL | 10/2019 | 08/2022 |
| Regions Bank | Birmingham | AL | 10/2019 | 08/2022 |
| Lpl Financial | Birmingham | AL | 09/2022 | 12/2025 |
| Wells Fargo Clearing Services, Llc ( | Birmingham | AL | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-08-22 |
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