Chad Anthony Harris

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2001 → Present
  First National Bank
  Hamilton, AL
• 10/2011 → 03/2026
  Lpl Financial Llc
  Hamilton, AL
• 03/2026 → Present
  Cetera Investment Services Llc
  Saint Cloud, MN
• 03/2026 → Present
  Cetera Investment Advisers Llc
  Hamilton, AL

Previous Registrations

• 2011-10-11 → 2026-04-01
  Lpl Financial Llc
  Hamilton, AL
• 2008-08-12 → 2011-10-11
  Uvest Financial Services Group, Inc.
  Hamilton, AL
  Berry, AL
  Haleyville, AL
  Hamilton, AL

Other Businesses

1.) MEMBER OF BOARD OF DIRECTORS AT FIRST NATIONAL BANK; ATTEND MEETINGS, SET POLICIES AND GUIDELINES FOR BANK. 2.) SALE OF FIXED INSURANCE OUTSIDE OF CETERA THROUGH FRED OSBORN'S INDEPENDENT MARKETING ORGANIZATIONS, OSBORN INSURANCE CORPORATION, AND OSBORN INSURANCE GROUP. 3.) OWNER OF HARRIS INC; SHELL COMPANY; NOT CURRENTLY IN USE.

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-02-08