Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-11-05
WI RA APPROVED 2017-09-29
  • TX RA
    APPROVED_RES
    Since 2019-11-05
  • WI RA
    APPROVED
    Since 2017-09-29

Branch Locations

311 W Washington Ave, Madison, WI 53703 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Madison WI 06/2009 03/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 09/2017
Mml Investors Services, Llc Middleton WI 03/2017 09/2017
Raymond James Financial Servcices, Inc. Madison WI 09/2017 Present
Raymond James Financial Services Advisors Inc. Madison WI 09/2017 Present
Previous Registrations
  • 2017-03-25 → 2017-09-14
    Madison, WI
  • 2009-08-14 → 2017-03-25
    Msi Financial Services, Inc.
    Janesville, WI
    Middleton, WI
    Janesville, WI
Other Businesses

1) TACTICAL FINANCIAL GROUP, NON-INVESTMENT RELATED DBA NAME, MADISON, WI, DBA OWNER, 0 HOURS DEVOTED, 0 HOURS DEVOTED DURING TRADING HOURS, DBA NAME. 2) Scott Anderson -Madison, WI Nature of the Business: Non-variable Insurance Position/Title: Agent Investment Related:Yes Start Date: 03/26/2018 Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 1 Description of duties: Fixed Insurance & Annuity 3) Name of Business : Tactical Financial Group Address: 8040 Excelsior Dr Ste 301,Madison, WI Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:No Start Date: 09/01/2017 Hours per month devoted to this business: 40 Hours per month devoted to this business during trading hours: 40 Description of duties: DBA only, branch manager/ advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-03
  • S66 Uniform Combined State Law Examination
    2009-08-03
Other Names
  • Scott Anderson

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Madison, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor