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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-08-16 |
| TX | RA | APPROVED_RES | 2023-08-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | St. Louis | MO | 04/2010 | 09/2016 |
| U.S. Bank | St. Louis | MO | 09/2016 | 05/2018 |
| Commerce Brokerage Services, Inc. | Saint Louis | MO | 05/2018 | 08/2023 |
| Lpl Financial Llc | St. Peters | MO | 08/2023 | Present |
1. 03/28/2023 - Commerce Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-08-28 |
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