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Christopher C Phillips

Beacon Pointe Advisors, LLC

Newport Beach, CA

Los Angeles, CA

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Current Employers
Beacon Pointe Advisors, Llc

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-22
  • CA RA
    APPROVED
    Since 2024-11-22

Branch Locations

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

11601 Wilshire Blvd Suite 1950, Los Angeles, CA 90025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Beacon Pointe Advisors Los Angeles CA 07/2024 Present
Bny Mellon Century City CA 07/2018 07/2024
Bny Mellon Newport Beach CA 05/2015 07/2018
  • 07/2024 → Present
    Beacon Pointe Advisors
    Los Angeles, CA
  • 07/2018 → 07/2024
    Bny Mellon
    Century City, CA
  • 05/2015 → 07/2018
    Bny Mellon
    Newport Beach, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-22
  • S65 Uniform Investment Adviser Law Examination
    2024-11-22
Other Names
  • Charles Phillips
  • Charlie C Phillips
  • Christopher Phillips
  • Christopher C Phillips

View on SEC IAPD

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