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Don Hardison

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Louisville, KY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-11-14
KY RA APPROVED 2017-05-10
  • TX RA
    APPROVED_RES
    Since 2018-11-14
  • KY RA
    APPROVED
    Since 2017-05-10

Branch Locations

101 Bullitt Ln, Louisville, KY 40222 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.D. Enterprises Louisville KY 07/2005 Present
Merrill Lynch Pierce Fenner & Smith Louisville KY 04/2017 Present
Transition Resources Management Llc Poulsbo WA 08/2015 04/2017
Bank Of America, N.A. Louisville KY 06/2017 Present
  • 07/2005 → Present
    J.D. Enterprises
    Louisville, KY
  • 04/2017 → Present
    Merrill Lynch Pierce Fenner & Smith
    Louisville, KY
  • 08/2015 → 04/2017
    Transition Resources Management Llc
    Poulsbo, WA
  • 06/2017 → Present
    Bank Of America, N.A.
    Louisville, KY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-24
  • S66 Uniform Combined State Law Examination
    2006-04-24
Other Names
  • Donald Hardison
  • Donald Herron Hardison

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC. · LOUISVILLE, KY
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