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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2011-03-03
  • MA RA
    APPROVED
    Since 2011-03-03

Branch Locations

50 Braintree Hill Office Park Suite 310, Braintree, MA 02184 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Braintree MA 10/2010 Present
Raymond James Financial Services Advisors, Inc. Braintree MA 03/2011 Present
Other Businesses

1) THE SEMJEN GROUP ADDRESS: BRAINTREE, MA NATURE OF THE BUSINESS: SUPPORT COMPANY/DBA (NON-OWNER) POSITION/TITLE: ADVISOR INVESTMENT RELATED:YES START DATE: 06/01/2009 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 0 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0 DESCRIPTION OF DUTIES: FINANCIAL ADVISOR.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-01
  • S66 Uniform Combined State Law Examination
    2011-03-01

View on SEC IAPD

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