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Stephanie Anne Roche

Hennion & Walsh Asset Management, Inc.

Parsippany, NJ

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Current Employers
Hennion & Walsh Asset Management, Inc.

2001 Route 46 Waterview Plaza, Parsippany, NJ 07054 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2010-12-21
  • NJ RA
    APPROVED
    Since 2010-12-21

Branch Locations

2001 Route 46 Waterview Plaza, Parsippany, NJ 07054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hennion & Walsh, Inc. Parsippany NJ 06/2009 Present
  • 06/2009 → Present
    Hennion & Walsh, Inc.
    Parsippany, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-20
  • S66 Uniform Combined State Law Examination
    2009-11-20

View on SEC IAPD

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LPL FINANCIAL LLC · PARSIPPANY, NJ
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