Ronald Ty Brown

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 05/2017
  Wells Fargo Bank Na
  Tucson, AZ
• 10/2013 → 11/2016
  Wells Fargo Advisors Llc
  Tucson, AZ
• 11/2016 → 05/2017
  Wells Fargo Clearing Services, Llc
  Tucson, AZ
• 05/2017 → 07/2018
  Ameriprise Financial Services Inc
  Tucson, AZ
• 07/2018 → 01/2024
  Bmo Private Bank
  Tucson, AZ
• 03/2021 → 01/2024
  Lpl Financial Llc
  Fort Mill, SC
• 01/2024 → Present
  Jpmorgan Chase Bank, N.A.
  Phoenix, AZ
• 01/2024 → Present
  J.P. Morgan Securities Llc
  Phoenix, AZ

Previous Registrations

• 2021-03-24 → 2024-01-29
  Lpl Financial Llc
  Fort Mill, SC
• 2019-03-12 → 2021-03-24
  Bmo Harris Financial Advisors, Inc.
  Tucson, AZ
  Chicago, IL
• 2017-05-12 → 2018-07-24
  Ameriprise Financial Services, Llc
  Tucson, AZ
  Tucson, AZ
• 2013-12-10 → 2017-05-15
  Wells Fargo Clearing Services, Llc
  Tucson, AZ
  Tucson, AZ

Exams

• S66 Uniform Combined State Law Examination
  2013-12-09
• S63 Uniform Securities Agent State Law Examination
  2009-07-22

Other Names

• Ty Brown