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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2013-10-17 |
Branch Locations
250 S Australian Ave Ste 1601, West Palm Bch, FL 33401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc. | Palm Beach Gardens | FL | 02/2010 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2009 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2) 100% OWNER, DAVID J. SIEGEL INC., LEGAL ENTITY, START DATE: 4/3/2017, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, OUTSIDE INSURANCE, OFFICE ALLOWANCE, SIMPLE, NOT BEING MARKETED TO PUBLIC. 3) 100% OWNER, TPW INSURANCE SERVICES, LLC LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 10/30/2025, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 2010-11-27 |
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