Steven Thomas Morgan

Current Employers

Employment History

• 02/2010 → 10/2022
  Cadaret, Grant & Co., Inc.
  Westerville, OH
• 06/2010 → 10/2022
  Cadaret Grant & Co Inc.
  Westerville, OH
• 10/2022 → 06/2024
  Securities America, Inc.
  Westerville, OH
• 10/2022 → 11/2024
  Arbor Point Advisors
  Westerville, OH
• 06/2019 → 09/2022
  Polaris Financial Partners, Llc
  Westerville, OH
• 06/2024 → Present
  Osaic Wealth, Inc.
  Westerville, OH
• 11/2024 → Present
  Osaic Advisory Services, Llc
  Atlanta, GA

Previous Registrations

• 2022-10-12 → 2024-11-08
  Arbor Point Advisors
  Westerville, OH
• 2019-05-17 → 2023-03-16
  Polaris Financial Partners, Llc
  Westerville, OH
• 2010-06-28 → 2022-10-12
  Cadaret, Grant & Co., Inc.
  Westerville, OH
  Syracuse, NY
  Syracuse, NY

Other Businesses

1. ARBOR GROUP ADVISORS POSITION: Advisory NATURE: Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/11/2022 ADDRESS: 13235 Port Grace Blvd, La Vista NE 68128, United States DESCRIPTION: Sell and service new and existing advisory accounts for clients. 2. INSURANCE POSITION: Agent NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/11/2022 ADDRESS: 5980 Follensby Dr., Westerville OH 43081, United States DESCRIPTION: Insurance Sales 3. WAITMAN FINANCIAL, LLC POSITION: N/A NATURE: DBA name for tax purposes only. Not holding out to public. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/12/2022 ADDRESS: 5980 Follensby Dr, Westerville OH 43081, United States DESCRIPTION: None

Exams

• S66 Uniform Combined State Law Examination
  2012-02-13

Other Names

• Steven Morgan