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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2020-11-05 |
| TX | RA | APPROVED | 2014-02-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | Houston | TX | 09/2013 | Present |
| Bank Of America, N.A. | Houston | TX | 02/2014 | Present |
I*110216 For profit or not for profit: For-Profit Organization Name of outside business organization: Estabrook MGMT LLC Investment related: N Address of business: Houston, Texas 77056 Nature of business: LLC, Position, title, association: Other, Authorized Representative Start date of relationship: 11/1/2017 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Authorized Representative on ML brokerage account
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-03 |
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