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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-01
PA RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2024-04-01
  • PA RA
    APPROVED
    Since 2017-03-25

Branch Locations

16 Campus Blvd Suite 200, Newtown Square, PA 19073 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full-Time Education Norristown PA 05/1999 Present
Metlife Securities Inc. Newtown PA 01/2015 03/2017
Massmutual Life Insurance Co Newtown Square PA 07/2016 Present
Mml Investors Services, Llc Newtown Square PA 03/2017 Present
  • 05/1999 → Present
    Full-Time Education
    Norristown, PA
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Newtown, PA
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Newtown Square, PA
  • 03/2017 → Present
    Newtown Square, PA
Previous Registrations
  • 2016-02-09 → 2017-12-31
    Newtown Square, PA
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Newtown Square, PA
  • 2012-12-13 → 2015-01-02
    New England Securities
    Newtown Square, PA
Other Businesses

(1) NAME: MIKE DAYTON INV REL: Y ADDR: 16 CAMPUS BLVD NEWTOWN SQUARE PA 19073 NATURE: INDIVIDUAL LIFE, GROUP LIFE, & GROUP HEALTH POSITION: AGENT START: 08/2013 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1. (2) NAME: 1210 N. ETTING LLC INV REL: Y ADD: RESIDENTIAL NATURE: RENTAL PROPERTY POSITION: VICE PRESIDENT AND SECRETARY START DATE: 02/01/2021 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DUTIES: FIX/FLIP PARTNERSHIP - FUND MY SHARE OF THE REAL ESTATE PURCHASE AND RENOVATION, TRACK EXPENSES FOR TAX PURPOSES, BALANCE BANK ACCOUNTS. (3) NAME: 127 MAPLE LLC INV REL: Y ADD: RESIDENTIAL NATURE: RENTAL PROPERTY POSITION: VICE PRESIDENT AND SECRETARY START DATE: 05/01/2019 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DUTIES: FIX/FLIP PARTNERSHIP - FUND MY SHARE OF THE REAL ESTATE PURCHASE AND RENOVATION, TRACK EXPENSES FOR TAX PURPOSES, BALANCE BANK ACCOUNTS. (4) NAME: 1404 ARCH STREET LLC INV REL: Y ADDR: 1414 S. PENN SQUARE, 30 G, PHILADELPHIA, PA 19102 NATURE: RENTAL PROPERTY POSITION: VICE PRESIDENT START DATE: 04/10/2024 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DUTIES: NO RELATED DUTIES, EXPENSES ARE SPLIT AND PARTNER MANAGES THE PROPERTY AND RENT COLLECTION

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-11-26
S63 Uniform Securities Agent State Law Examination 2009-08-07
  • S65 Uniform Investment Adviser Law Examination
    2012-11-26
  • S63 Uniform Securities Agent State Law Examination
    2009-08-07
Designations
Other Names
  • Michael Dayton

View on SEC IAPD

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