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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-03-07
  • KS RA
    APPROVED
    Since 2024-03-07

Branch Locations

13095 S. Mur-Len Rd. Suite 100, Olathe, KS 66062 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

13095 S. Mur-Len Rd. Suite 100, Olathe, KS 66062 • United States

Ameritime, Llc

13095 South Mur-Len Road Suite 100, Olathe, KS 66062 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2012-05-25
  • KS RA
    APPROVED
    Since 2012-05-25

Branch Locations

1500 E. 11Th Street Suite 10, Hutchinson, KS 67501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Financial Resources Olathe KS 12/2009 Present
National Planning Corporation Hutchinson KS 02/2010 07/2017
Ameritime Olathe KS 05/2012 Present
Securities America Inc. Olathe KS 06/2017 03/2024
Securities America Advisors Olathe KS 06/2017 03/2024
Lpl Financial Olathe KS 03/2024 Present
  • 12/2009 → Present
    Compass Financial Resources
    Olathe, KS
  • 02/2010 → 07/2017
    National Planning Corporation
    Hutchinson, KS
  • 05/2012 → Present
    Ameritime
    Olathe, KS
  • 06/2017 → 03/2024
    Securities America Inc.
    Olathe, KS
  • 06/2017 → 03/2024
    Securities America Advisors
    Olathe, KS
  • 03/2024 → Present
    Lpl Financial
    Olathe, KS
Previous Registrations
  • 2017-07-17 → 2024-03-14
    Securities America Advisors, Inc.
    Olathe, KS
  • 2014-01-15 → 2017-07-19
    National Planning Corporation
    Hutchinson, KS
    Olathe, KS
Other Businesses

1- 02/2024 / STATE OF KS NOTARY / Notary / Investment Related / 1 hr mth / 0 hrs during trading / Start date: 01/09/2015 2- 02/2024 / Compass Financial Resources, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 174 hrs mth / Start date: 12/01/2009 / At reported business location(s). 3- 02/2024 / Insurance Sales / Non-Variable Insurance / Investment Related / 5 hrs mth / Start date: 12/01/2009 4- 05/2024 / Ameritime, LLC / Inv Related / At Reported Business Location(s) / Registered Investment Advisor / IAR / Started: 12/1/2009 / 20 Hrs/Mo During Trading / I provide financial planning and consulting services through Ameritime, LLC, an independent investment advisor firm. I started this business activity in 12/2009. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-07-06
S63 Uniform Securities Agent State Law Examination 2010-04-30
  • S65 Uniform Investment Adviser Law Examination
    2011-07-06
  • S63 Uniform Securities Agent State Law Examination
    2010-04-30
Other Names
  • Kevin Ille

View on SEC IAPD

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